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Financial Services Litigation Report

Litigation and regulation developments affecting the financial services industry

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Topics

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Recent Updates

New Jersey Bureau of Securities (“NJBOS”) holds second public hearing on its Pre-Proposal for a Rule implementing a uniform fiduciary standard
Today the New Jersey Bureau of Securities (“NJBOS”) began public hearings on its Pre-Proposal for a Rule implementing a Uniform Fiduciary Standard for Investment Professionals
New Jersey Bureau of Securities provides formal Notice of Pre-Proposal regarding Fiduciary Standard
No Uniform Fiduciary Standard – Not so fast says New Jersey
Client Alert – TCPA compliance and litigation impacted by ACA

Newsfeed

Servicemembers, arm yourself with basic car buying skills—Stand your guard when it comes to add-on products
The 2018 Financial Literacy Annual Report sums up a year of achievements in financial education
Bureau of Consumer Financial Protection Settles with State Farm Bank
Bureau of Consumer Financial Protection Advisory Committees Meet to Discuss Emerging Trends in Financial Services Technology
Bureau of Consumer Financial Protection Files Complaint and Proposed Settlement with Village Capital & Investment LLC

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